Tom Shippey
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Neal Stephenson’s new novel is a great thick brick of a book, weighing one-and-a-half kilos, its 937 pages ending with three appendices, or “Calcas”, which are in effect geometric puzzles-cum-explanations. Phrases like “six-dimensional space” are common enough in science fiction, but Stephenson really wants his readers to grasp the idea, not just take it as a datum, and he does not mind how long it takes to tell them how to catch on. His career has shown a growing indifference to (sometimes a marked disdain for) both convention and verbal economy. Though markedly original, not to say contrarian, his first three novels could, at a pinch, be ascribed to recognizable science fiction subgenres, and were of more or less normal length. Cryptonomicon (1999), however, took off in terms of size and unpredictability. Its title acknowledged the fantasy tradition represented by the (entirely imaginary) Necronomicon so often mentioned in the works of H. P. Lovecraft, but the crypto element looked less to Superman’s Krypton than to the history of computers and code-breaking. Stephenson’s next project, the “Baroque Trilogy”, moved away from science fiction itself to the origins of science, and could be seen not as three but as eight interlinked novels which just happened to be packaged as a trilogy.
Now Anathem expands the envelope still further, but returns to science fiction. Or does it? It should perhaps be regarded as an example of “high fantasy”, that is, a story set entirely in a secondary world, the creation of which is a major part of the author’s appeal and intention. The issue of the secondariness or otherwise of the setting becomes increasingly important in Anathem, with Stephenson once again not just using, but scrutinizing the logic of matters that are normally skipped over by less ambitious authors in order to get on with the story.
There is in fact an agreeably familiar science-fiction scenario hidden inside what looks for several hundred pages like a high fantasy: the world of Arbre becomes aware of an approaching alien spacecraft, which its inhabitants (and we) realize is a variant on the “Orion” principle popularized long since by Poul Anderson, and to some uncertain extent endorsed by NASA: in essence a ship which blows itself along by continually exploding nuclear bombs behind it, thus reaching speeds impossible with merely chemical rockets. Why is it coming; is it a threat; how do we communicate? These are questions which have been explored many times, from War of the Worlds (1898) onwards, and Stephenson deals with them quirkily but not unfathomably. What is much less fathomable is the world of Arbre itself which looks more like Umberto Eco than science fiction.
The focal character is a junior fraa called Erasmas living in a two-gender concent of maths (fraas and suurs together), and hoping in time to become an avout or even a saunt. The sense of something recognizable but not quite fixed is there, even in the names. Erasmas is not quite Erasmus, fraas and suurs look very like fratres and sorores, a saunt is something between a saint and a savant, and a concent is a bit like a convent. A math, however, is something both like and unlike a medieval monastery, being defined in the twenty-page “Glossary” at the end of Anathem as “A relatively small community of avout”, an avout being “A person sworn to the Cartasian Discipline [not Cartesian, note], and therefore dwelling in the mathic, as opposed to Sæcular, world”; see further the entry on Saunt Cartas. Community, discipline, non-secular, all these imply “monastery”, but the word math confirms the impression that the fraas and suurs, for all their robes and girdles, are committed not to religious but to scientific and philosophical purposes – natural science and natural philosophy, of course, as Stephenson well knows, being regarded as separate disciplines only (in our world) relatively recently. The concents are accordingly regulated by an immense and complex clock, which determines the times at which there shall be aperts, or openings, when the avouts may, depending on the rules of their particular order, have contact with the outside or secular world.
Erasmas’s concent, in short, is more like a Baconian than a Benedictine monastery, which makes one think that Anathem might be an example of “alternate history”, in which, perhaps, the Renaissance and Reformation took different turns. But this cannot be quite right either. Stephenson says there is no need to read the chronology at the front of the book, “If you are accustomed to reading works of speculative fiction and enjoy puzzling things out on your own” (note that there are two requirements here), but, if you do, it suggests strongly that, while Arbre has had a history rather similar to that of Earth, Fraa Erasmas is living about 3,000–4,000 years into the future, and that the whole system of scientists withdrawn from the world came into being at a date which one could identify with our present, chronicled summarily as “The Terrible Events”. So, as well as being an Orion-Shall-Rise story, and a sort of high fantasy, and quite like an alternate history, this is also a post-Holocaust story, but very post-. There are genre problems all the way, even for those accustomed to speculative fiction.
At this point one might be tempted to use the term “postmodern”, but one of the engaging factors about Stephenson’s writing is his open amazement at many if not most of the features of modern education, especially in the humanities, seen most accessibly in his third novel The Diamond Age (1995), and shared by other science fiction writers. In Anathem, postmodernism pops up as early as page 41 in the “Dictionary” entry on Saunt Proc, a “metatheorician” who claimed that “all discourse that pretends to mean anything is nothing more than a game played with syntax”. In the history of Arbre he was opposed by Saunt Halikaarn, whose predecessors included Thelenes (surely the Arbrian Socrates) and Protas (whose belief that human concepts are “imperfect manifestations of pure, ideal forms that exist in another plane of existence” equally surely equates him to Plato). Disputes between the different schools of Arbrian theors are still going on as the story opens, and there are many such schools including the vlors, Zen-style martial arts fraas, but the reader’s sympathies are soon turned towards the Halikaarnians; and the issue becomes urgent as the alien spaceship appears, zeroes in on the nuclear waste dumps guarded ever since the Terrible Events by major concents, and poses an imminent threat.
What the spaceship eventually seems to offer is something of an explanation for the similar-but-different feeling which has permeated the book, and also a reaffirmation of Protas/Plato. The philosophers were right, but for “plane of existence” above, read “dimension”. The dimensions of space are, so to speak, leaking into each other, and this accounts at once for the Wordsworthian intimations so many have felt and the appearance of the alien spacecraft which has, indeed, been dimension-hopping, one of those dimensions being ours. The question is whether one can harden up Platonist philosophy to the point where it becomes science or even engineering, and Stephenson’s connection discipline, it seems, is geometry. The Arbrians call the aliens the Geometers, and they announce themselves, conventionally enough, by outlining the Pythagorean proof (Arbrians ascribe it to Adrakhones) on their water-and-gravel constructed spaceship. But like Protas/Plato, Adrakhones/Pythagoras is only the start. The thread leads on to Leibniz, Husserl, and especially Kurt Gödel, although in order to trace it one has to put down Anathem and go to the website www.nealstephenson.com/anathemacknowledgements, for an extensive booklist and theoretical discussion – spoiled only (and one is glad to find an occasional crack in Stephenson’s apparatus) by a misspelling of the URL address in his own text; the one above is the one that works.
There is no doubt about Stephenson’s ambition, nor about his seriousness. One of the great things about (much) science fiction is that its authors really mean it. They do think, for instance, that the human species is doomed to exhaustion and dieback if it does not get itself into space, and soon, while we have the technology and the resources, a window of opportunity shuttered by NASA’s inept bureaucracy. They really do believe that humans could be educated to their full potential and far beyond the levels reached by the tick-the-box grading systems of modern colleges, if we exploited available computer- and nano-technology. To them (some of them) mathematics is not just fiddling with abstractions but a guide to ultimate reality. Some of them think we need never die. In every case, though, there is strong awareness of the obstacles in the way of converting possibility to hard fact, some of them theoretical or technological, but even more of them social, financial, attitudinal. Maybe what is needed is a retreat from the “Sæcular world”, as Stephenson calls it, into the “mathic world” of pure thought and experiment. But there will have to be an engagement sometime, and much science fiction, like Stephenson’s, has a missionary quality; its purpose is to get people thinking seriously about serious matters, not the trivia that fill modern versions of the unexamined life.
One problem is that as science fiction broadened its appeal to mass markets, much of it became trivial too. Early on in Anathem a fraa–suur discussion about the origins of dangerous delusion moves from “a satirical play by the Ethran playwright Temnestra that mocks Thelenes by name” (ie, the Arbrian equivalent of Aristophanes’ Clouds) to “An adventure drama about a military spaceship”, further details of which point the finger clearly at Star Trek. Hundreds of pages later a fraa says sarcastically, and here surely the target is Star Wars and “trusting the Force”, that there is nothing to be gained from the belief that “everything will work out just fine because we have achieved holistic oneness with the polycosm”. Stephenson’s motive, then, must be at least partly evangelical, but it is a consciously elitist form of evangelism. Does his immensely detailed and even laboured historico-philosophical approach succeed? On the one hand, the seriousness, the multilayered texture of hint and allusion, the quantity of data imparted and demanded, all these make most mainstream literature (and most science fiction too) look marginal, introverted, or at best ill-informed. On the other, one cannot help feeling that Stephenson’s ideal reader – the sort who will go and look things up on the website, and then follow the references – cannot exist in very large numbers. Perhaps Stephenson needs to reread Robert A. Heinlein’s story The Man Who Sold the Moon. If you want the Moon, you have to sell people the idea. And while that cannot mean everyone, it doesn’t mean just the potential fraas and suurs.
Neal Stephenson
ANATHEM
937pp. Atlantic Books. £18.99.
978 1 84354 915 4
Tom Shippey holds the Humanities Chair at Saint Louis University. His
books include Roots and Branches: Selected papers on Tolkien, which was
published last year and, as editor, The Shadow-walkers: Jacob Grimm’s
mythology of the monstrous, 2005.
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